Kuo-Hui Wen
溫國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo-Hui Wen (溫國輝), a licensed former licensee with CE reference APB222. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-13 | 2013-05-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-11 | 2012-02-01 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2009-12-23 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-22 | 2009-12-23 |