Grant Lee Rippetoe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant Lee Rippetoe ( ), a licensed former licensee with CE reference APA553. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-11-04 | 2013-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-11-04 | 2013-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2008-11-04 | 2013-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-12 | 2013-07-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-12 | 2013-07-01 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2007-09-12 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2007-09-12 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2007-09-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2007-09-12 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-01 | 2007-09-12 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-06-01 | 2007-09-12 |