Olivia Lucy Cartwright
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivia Lucy Cartwright ( ), a licensed former licensee with CE reference APA549. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E&P Asia (HK) Limited |
RO | Type 1 — Dealing in securities | 2021-04-01 | 2025-02-27 |
| E&P Asia (HK) Limited |
RO | Type 4 — Advising on securities | 2021-04-01 | 2025-02-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-08 | 2019-08-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-10-08 | 2019-08-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-10 | 2017-10-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2016-11-10 | 2017-10-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-03-16 | 2015-10-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-03-16 | 2015-10-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-31 | 2010-05-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-05-31 | 2010-05-26 |