Kin Chi Kwok
郭建志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chi Kwok (郭建志), a licensed former licensee with CE reference APA029. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-02 | 2012-05-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2012-05-02 | 2012-05-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-20 | 2012-02-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-20 | 2012-02-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2012-02-01 |