Szu-Wei Peng
彭思瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Szu-Wei Peng (彭思瑋), a licensed former licensee with CE reference AOZ126. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-15 | 2015-03-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-15 | 2015-03-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2011-07-02 |