Dayou Shen
沈達友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dayou Shen (沈達友), a licensed former licensee with CE reference AOZ004. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-06 | 2026-04-15 |
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 9 — Asset management | 2017-07-06 | 2026-04-15 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-26 | 2017-06-30 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-01-26 | 2017-06-30 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
RO | Type 9 — Asset management | 2011-02-23 | 2014-01-24 |
| Pinpoint Investment Advisor Limited | RO | Type 9 — Asset management | 2009-02-04 | 2011-06-30 |
| Pinpoint Investment Advisor Limited | Rep | Type 9 — Asset management | 2007-05-28 | 2009-02-04 |