Kelly Sheung Yi Shum
沈尚怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Sheung Yi Shum (沈尚怡), a licensed former licensee with CE reference AOY775. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-28 | 2007-08-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-28 | 2007-08-13 |