Shuh-der Yen
閻樹德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuh-der Yen (閻樹德), a licensed former licensee with CE reference AOY594. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2010-01-27 | 2015-05-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-07 | 2010-01-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2015-05-29 |