William Lance Barbour
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Lance Barbour ( ), a licensed former licensee with CE reference AOY333. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-02-26 | 2018-09-21 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-02-26 | 2018-09-21 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-28 | 2012-09-26 |