Xiao Qin
秦瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Qin (秦瀟), a licensed former licensee with CE reference AOY193. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quintus Partners Limited |
Rep | Type 1 — Dealing in securities | 2016-04-29 | 2017-05-02 |
| Quintus Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2016-04-29 | 2017-05-02 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-12 | 2012-08-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-12 | 2012-08-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-12 | 2012-08-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-23 | 2009-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-23 | 2009-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2008-02-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-21 | 2008-02-12 |