Tony Cheuk Tung Yip
葉卓東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Cheuk Tung Yip (葉卓東), a licensed former licensee with CE reference AOY049. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2014-05-20 | 2015-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 - Advising on corporate finance | 2014-05-20 | 2015-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-05-28 | 2014-05-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-28 | 2014-05-20 |