Li Yee Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yee Mok ( ), a licensed former licensee with CE reference AOX871. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-16 | 2010-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-16 | 2010-12-31 |