Murray Daniel Remarque Roos

CE No. AOX773 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Murray Daniel Remarque Roos (), a licensed former licensee with CE reference AOX773. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 1 — Dealing in securities 2009-08-17 2010-02-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2009-08-17 2010-02-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 4 — Advising on securities 2009-08-17 2010-02-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
RO Type 5 — Advising on futures contracts 2009-08-17 2010-02-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-05-16 2009-08-17
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2007-05-16 2009-08-17

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