James Patrick Muldoon

CE No. AOX234 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Patrick Muldoon, a licensed former licensee with CE reference AOX234. This person has 2.6 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2007-05-29 2009-12-15
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2007-05-29 2009-12-15

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