Li-Fong Chen

陳豊丰
CE No. AOX090 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Fong Chen (陳豊丰), a licensed former licensee with CE reference AOX090. This person has 3.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 4 - Advising on securities 2009-04-30 2011-10-14
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2007-05-18 2008-04-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li-Fong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Johannes Yu Hang Au CLSA Research Limited 2007–2008
Ting Sze Tsoi CLSA Research Limited 2007–2008
Wei Liu CLSA Research Limited 2007–2008
Ching Jen Kan CLSA Research Limited 2007–2008
Wei Dai CLSA Research Limited 2007–2008
Siu Cheong Chan CLSA Research Limited 2007–2008
Heung Yik Leung CLSA Research Limited 2007–2008
Edmund Hugh Bradley CLSA Research Limited 2007–2008
Wai Lok Man CLSA Research Limited 2007–2008
Christopher James Russell Wood CLSA Research Limited 2007–2008
Charles Anthony Yonts CLSA Research Limited 2007–2008
Bingchao Cao CLSA Research Limited 2007–2008
Yiu Bong Au CLSA Research Limited 2007–2008
Ming-Kai Cheng CLSA Research Limited 2007–2008
Tien Chu CLSA Research Limited 2007–2008
Amar Singh Gill CLSA Research Limited 2007–2008
Wing Lok Kwan CLSA Research Limited 2007–2008
Christopher Michael Lobello CLSA Research Limited 2007–2008
Adrian Phillip Lowe CLSA Research Limited 2007–2008
Kevin Koon Yip Leung CLSA Research Limited 2007–2008
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