Karen Tze Chum Kam
甘芷琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Tze Chum Kam (甘芷琴), a licensed former licensee with CE reference AOW911. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-30 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-07 | 2013-11-09 |