Anandh R Haridh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anandh R Haridh ( ), a licensed former licensee with CE reference AOV964. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-01-11 | 2010-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-01-11 | 2010-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-01-11 | 2010-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-01-11 | 2010-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-01-11 | 2010-06-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-01-11 | 2010-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-04 | 2007-12-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-04 | 2007-12-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-05-04 | 2007-12-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-05-04 | 2007-12-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-04 | 2007-12-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-04 | 2007-12-26 |