Nicholas Spencer Parslo Lawrence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Spencer Parslo Lawrence, a licensed former licensee with CE reference AOV924. This person has 5.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-12-21 | 2013-11-07 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-21 | 2013-11-07 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-05 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-05 | 2011-11-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-24 | 2010-02-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-24 | 2010-02-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2008-01-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-02 | 2008-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Spencer Parslo Lawrence during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.