Richard Ran Xu
徐然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Ran Xu (徐然), a licensed Representative with CE reference AOV857. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-01 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2024-01-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2012-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2007-05-02 | 2012-05-03 |