Ching-Wen Shih
施靜文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching-Wen Shih (施靜文), a licensed former licensee with CE reference AOV621. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-27 | 2008-01-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-27 | 2008-01-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-04-27 | 2008-01-07 |