Pak Yeung Tse
謝柏揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yeung Tse (謝柏揚), a licensed former licensee with CE reference AOU733. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-02 | 2014-12-31 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-04-02 | 2014-04-04 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-17 | 2013-02-07 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-12-17 | 2013-02-07 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-08-14 | 2012-08-31 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-01-12 | 2009-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2012-08-31 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2007-09-21 | 2007-10-22 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-08 | 2007-09-10 |