Lap Kee Tam
譚立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kee Tam (譚立基), a licensed former licensee with CE reference AOU723. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-05 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-07-05 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-18 | 2011-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-04-18 | 2011-04-12 |