Naoto Suzuki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naoto Suzuki ( ), a licensed former licensee with CE reference AOU705. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-28 | 2009-04-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-28 | 2009-04-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2007-11-28 | 2009-04-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-24 | 2007-11-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2007-11-28 |