Sze Lok Tang
鄧思樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Lok Tang (鄧思樂), a licensed former licensee with CE reference AOU404. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-19 | 2019-01-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-13 | 2019-01-12 |