Edmond Kwong Wai Shum
沈廣威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Kwong Wai Shum (沈廣威), a licensed former licensee with CE reference AOU146. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2012-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-01 | 2019-01-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2009-02-17 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-10 | 2008-07-07 |