Martin Yule
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Yule, a licensed former licensee with CE reference AOU139. This person has 17.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2016-04-27 | 2025-05-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-02-12 | 2016-04-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-11 | 2015-11-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-16 | 2015-11-09 |