Martin Yule
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Yule ( ), a licensed former licensee with CE reference AOU139. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2016-04-27 | 2025-05-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-02-12 | 2016-04-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2015-11-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-16 | 2015-11-09 |