Yoki Shan Fung Yuen
袁珊鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoki Shan Fung Yuen (袁珊鳳), a licensed former licensee with CE reference AOU053. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2011-06-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-12 | 2008-09-29 |