James Steven Whittington

CE No. AOT667 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Steven Whittington (), a licensed former licensee with CE reference AOT667. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2007-04-04 2008-03-12
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-04-04 2008-03-12
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-04-04 2008-03-12

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