Nicole Liza Aquino
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Liza Aquino ( ), a licensed former licensee with CE reference AOS678. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2010-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-28 | 2010-06-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-28 | 2010-06-28 |