Kevin Godfrey Kwok Yin Lai
黎國賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Godfrey Kwok Yin Lai (黎國賢), a licensed former licensee with CE reference AOS676. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2021-11-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-02 | 2021-11-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-02 | 2010-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-28 | 2021-11-22 |