Yam Chung Tse
謝欽松
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yam Chung Tse (謝欽松), a licensed former licensee with CE reference AOS389. This person has 3.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-25 | 2011-01-10 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-29 | 2011-01-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-02 | 2008-03-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-04-30 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-04-30 | 2007-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yam Chung Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.