Yam Chung Tse
謝欽松
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yam Chung Tse (謝欽松), a licensed former licensee with CE reference AOS389. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-25 | 2011-01-10 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-29 | 2011-01-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-02 | 2008-03-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-04-30 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-04-30 | 2007-06-10 |