Kin Wai (SFC:AOS331) Chan
陳建瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai (SFC:AOS331) Chan (陳建瑋), a licensed Responsible Officer with CE reference AOS331. Currently licensed at 1 firm(s): Cornucopia Capital Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 |
RO | Type 9 — Asset management | 2022-01-25 | present |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-13 | 2018-07-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2018-07-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-13 | 2018-07-01 |
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 |
RO | Type 9 — Asset management | 2007-07-19 | 2015-04-20 |