Federico Kaune
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Federico Kaune, a licensed former licensee with CE reference AOS290. This person has less than 0.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-22 | 2017-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-03-22 | 2017-03-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-19 | 2007-03-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Federico Kaune during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.