Douglas Boon Liang Chia
謝文良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Boon Liang Chia (謝文良), a licensed former licensee with CE reference AOR808. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-22 | 2010-06-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-22 | 2010-06-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-16 | 2007-11-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-16 | 2007-11-05 |