Marc Dobro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Dobro ( ), a licensed former licensee with CE reference AOR776. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-14 | 2011-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-03-14 | 2011-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-03-14 | 2011-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-03-14 | 2011-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-03-14 | 2011-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-03-14 | 2011-08-30 |