Yihua Xu
許意華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yihua Xu (許意華), a licensed former licensee with CE reference AOR654. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-01 | 2021-05-03 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | 2021-05-03 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-08-01 | 2021-05-03 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-08-01 | 2021-05-03 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-18 | 2021-05-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-21 | 2015-09-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-02 | 2015-09-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2015-09-18 |