Jun Harada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Harada ( ), a licensed former licensee with CE reference AOR374. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-11 | 2019-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-13 | 2019-06-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-14 | 2019-03-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-10 | 2018-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-06-19 | 2018-06-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-08 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-13 | 2017-10-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-04-12 | 2017-04-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-27 | 2017-02-22 |