Hiroyuki Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Mori ( ), a licensed former licensee with CE reference AOR362. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2011-11-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-26 | 2007-12-05 |