Yee Ching (SFC:AOR114) Wong
黃宇正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ching (SFC:AOR114) Wong (黃宇正), a licensed former licensee with CE reference AOR114. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-26 | 2012-04-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-05 | 2012-01-18 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-07 | 2007-06-09 |