Yen Chang Chen
陳業昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Chang Chen (陳業昌), a licensed former licensee with CE reference AOQ692. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-24 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-08 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-05 | 2013-11-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-05 | 2010-09-08 |