Kei Takahashi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Takahashi ( ), a licensed former licensee with CE reference AOQ614. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-25 | 2022-01-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-15 | 2018-11-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-07-19 | 2018-07-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-18 | 2017-11-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-19 | 2013-06-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-27 | 2008-08-13 |