Yoshitsugu Yamamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshitsugu Yamamoto, a licensed Representative with CE reference AOQ600. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-25 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-20 | 2015-07-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-14 | 2011-09-27 |