Richard Justin Catlin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Justin Catlin ( ), a licensed former licensee with CE reference AOP205. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-08-11 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-02 | 2008-05-10 |