Xiaoxiao Zhan
詹瀟瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiao Zhan (詹瀟瀟), a licensed former licensee with CE reference AOP203. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2009-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-10 | 2009-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-25 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-29 | 2008-09-29 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-02-28 | 2008-02-11 |