Jun Dai
戴駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Dai (戴駿), a licensed former licensee with CE reference AOP178. This person has 13.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-20 | 2020-08-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-18 | 2011-09-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-26 | 2008-02-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-26 | 2008-02-22 |