Dan Su
蘇丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Su (蘇丹), a licensed former licensee with CE reference AOO538. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-03 | 2011-06-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-03 | 2011-06-17 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-16 | 2009-05-25 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-16 | 2009-05-25 |