Karen Ka Yan Lai
黎嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Lai (黎嘉茵), a licensed former licensee with CE reference AON843. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-06 | 2009-02-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-06 | 2009-02-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-02-06 | 2009-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Yan Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.