Karen Ka Yan Lai
黎嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Lai (黎嘉茵), a licensed former licensee with CE reference AON843. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-06 | 2009-02-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-06 | 2009-02-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-06 | 2009-02-01 |