Xiuwen Cheng
程修文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiuwen Cheng (程修文), a licensed Representative with CE reference AON775. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-23 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-23 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2011-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-22 | 2011-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-22 | 2011-12-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2007-05-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2007-05-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-02-07 | 2007-05-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-02-07 | 2007-05-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-02-07 | 2007-05-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-02-07 | 2007-05-01 |