Shaoyi Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoyi Xu ( ), a licensed former licensee with CE reference AON008. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2013-10-22 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-17 | 2013-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-10-24 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-10-24 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-10-24 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-10-24 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-30 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-30 | 2009-01-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-30 | 2007-07-25 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-01-30 | 2007-07-25 |