Yiu Sum Lam
林耀森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sum Lam (林耀森), a licensed former licensee with CE reference AOM664. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-23 | 2019-08-31 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 - Asset management | 2018-05-23 | 2019-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-30 | 2010-08-21 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Sum Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vizor Lee | Tianli Financial Limited | 2018–2019 |
| Jia Xu | Tianli Financial Limited | 2018–2019 |
| Pui Yi Lok | Tianli Financial Limited | 2018–2019 |
| Shui Wai Siu | Tianli Financial Limited | 2018–2019 |
| Kin Fei Chow | Tianli Financial Limited | 2018–2019 |
| Cheuk Hay Ho | Tianli Financial Limited | 2019 |
| Jie Wen | Tianli Financial Limited | 2019 |
| Yik Siu Dou | Tianli Financial Limited | 2018 |
| Ying Wah Li | Tianli Financial Limited | 2019 |
| Ka Lee Carrie Chun | Tianli Financial Limited | 2019 |
| Pengcheng Yuan | Tianli Financial Limited | 2019 |
| Xuegang Wang | Tianli Financial Limited | 2018 |
| Zisang Wu | Tianli Financial Limited | 2019 |
| Felix Tingtsun Leung | Tianli Financial Limited | 2018 |
| Surong Yu | Tianli Financial Limited | 2018 |
| Shuxun Lei | Tianli Financial Limited | 2019 |
| Kevin Hon Fai Leung | Tianli Financial Limited | 2018 |
| Francis Chi Yin Ng | Tianli Financial Limited | 2018 |
| Yanan Bai | Tianli Financial Limited | 2019 |