Yiu Sum Lam
林耀森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sum Lam (林耀森), a licensed former licensee with CE reference AOM664. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-23 | 2019-08-31 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2018-05-23 | 2019-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-30 | 2010-08-21 |